For the financial firms
trusted with more

Continuous compliance intelligence for protecting client data, proving controls, and staying ready for regulatory scrutiny.

Assess Your Firm

Platform

Know your exposure. Prove your controls.

Continuously discover, test, and reduce risk across every human and AI identity in your financial firm.

Human Risk

Identify the employees whose behavior, access, and financial authority create the greatest exposure.

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AI Security

Discover AI tools and agents accessing sensitive data, monitor their permissions, and identify risky behavior.

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Access & Permissions

Understand who and what can access customer information, critical systems, and financial workflows.

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Continuous Compliance

Continuously test your controls and maintain evidence that your firm's safeguards are working.

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Risk Graph

See how risk moves through your firm.

Volios connects identities, access, data, permissions, behavior, and financial authority to reveal the paths attackers can exploit.

Workspace / Exposure paths● Synced 4 minutes ago

Exposure paths

Connected identities. Traceable findings. Accountable action.

Q3 assessment
Mapped identities84Microsoft 365 directory
Sensitive data access18Customer information
Financial authority7Approval and change rights
Critical paths4Cross-system exposure

Identity → system → data → financial action

Path EXP-004
IDENTITYSarah ChenOperations Manager
↓
APPLICATIONMicrosoft 365Delegated mailbox access
↓
DATAClient PIICustomer information in scope
↓
AUTHORITYWire approvalClient payment workflow

Exposure detail

Assigned to Security
Critical · Open
Credential compromise to financial authority

A compromised account could expose client information and enable unauthorized financial requests.

Trigger
Failed credential simulation
MFA posture
Compliant
Access review
Review required
Next action
Validate access and retest
Evidence linked: identity record, permissions snapshot, simulation result.

Risk Intelligence

Ask the questions that matter to your firm.

Explore the identities, permissions, and controls behind your financial exposure.

Workspace / Risk intelligence● Synced 4 minutes ago

Risk intelligence

Connected identities. Traceable findings. Accountable action.

Q3 assessment
Which identities create the greatest financial risk?
RISK GRAPH
4 critical-risk identities identified.

Sarah Chen’s access to customer information and wire approval authority creates a high-impact exposure path.

IdentityAccessAuthoritySusceptibility
Sarah ChenMicrosoft 365 · Salesforce · SchwabWire approvalElevated
Customer PII
Yes
MFA posture
Compliant
Primary exposure
Credential compromise could expose client information and enable unauthorized financial requests.
01 Identity record02 Permissions snapshot03 Simulation result
Show employees with wire authorityWhich AI tools access customer data?Show excessive permissionsWhat controls are failing?Generate my Q3 risk report
Ask about identities, controls, or exposure…↑

Human Risk

Know who attackers would target first.

Volios combines employee behavior, access, privileges, and financial authority to identify the people whose compromise would create the greatest impact.

Workspace / Human risk● Synced 4 minutes ago

Human risk

Connected identities. Traceable findings. Accountable action.

Q3 assessment
Employees in scope84Current assessment cohort
Elevated susceptibility12Follow-up required
Financial authority7Prioritized for testing
Remediation assigned9Owners recorded

Employee exposure register

Behavior + access + financial authority
Identity / roleRisk scoreFinancial authorityExposureReview owner
Sarah ChenOperations Manager
91Wire approvalCriticalSecurity Operations
Michael BrooksClient Services
78Account changesHighSecurity Operations
Elena RodriguezFinance Director
74Payment releaseHighSecurity Operations
James PatelIT Administrator
68Privileged accessHighSecurity Operations

Simulation outcomes

Current campaign
Reported61
No interaction11
Submitted credentials12

Campaign: Microsoft 365 credential verification
Scope: financial operations and client services

Remediation queue

Owner / due date
ActionOwnerDue
Targeted credential trainingS. ChenSep 30
Verify callback procedureM. BrooksOct 02
Repeat simulationE. RodriguezOct 05

AI Security

Know what your AI can access. And what it can do.

Discover AI tools and agents across your firm, understand the data and systems they can access, and monitor the permissions that create risk.

Workspace / AI inventory● Synced 4 minutes ago

AI inventory

Connected identities. Traceable findings. Accountable action.

Q3 assessment
AI applications6Across connected systems
Agents with write access2Business workflow access
Customer data access3Permissions under review
Unapproved applications3Owner confirmation needed

Application and agent inventory

Scope: all connected systems
Application / agentOwnerData accessPermissionsGovernance
Account Opening AgentAgent · Salesforce / DocuSign
OperationsCustomer PIIRead · Write · SubmitReview required
Customer Support AgentClient ServicesClient documentsRead · DraftApproved
Research AssistantInvestment TeamInternal researchReadApproved
Document SummarizerUnassignedClient documentsRead · ExportUnapproved

Permission review · Account Opening Agent

ResourceGranted permissionReview
SalesforceRead / WriteValidate scope
DocuSignCreate envelopeConfirm approval
Custodian workflowSubmitHuman oversight required

Open governance finding

High · AI-006
Submission permission without human approval

Confirm whether the agent should submit financial workflows directly or require an authorized reviewer.

Assigned to Operations · Evidence: permission snapshot

Financial Risk

Protect the actions that matter most.

Identify the people and systems capable of exposing customer information, changing account details, or influencing the movement of money.

Workspace / Financial authority● Synced 4 minutes ago

Financial authority

Connected identities. Traceable findings. Accountable action.

Q3 assessment
Authorized identities7Financial workflow scope
Approval workflows4Mapped to owners
Open control reviews3Supporting evidence needed
Critical exposure paths2Financial authority linked

Financial authority register

Permissions and segregation of duties
IdentityWorkflowAuthorityVerification controlStatus
Sarah ChenWire transferApproveIndependent callbackEvidence needed
Elena RodriguezPayment releaseReleaseDual authorizationEvidence linked
Michael BrooksBeneficiary changeModifyClient verificationReview required
James PatelCustodian accessAdministerPrivileged access reviewEvidence linked

Wire workflow · control review

ControlOwnerEvidence
Independent callbackOperationsRequested
Dual authorizationFinanceLinked
Beneficiary verificationClient ServicesReview due

Exposure requiring attention

Critical · FIN-002
Wire approval linked to elevated susceptibility

Review the identity’s permissions, validate the callback control, and schedule a targeted impersonation test.

Assessment preview only. No transaction is validated or authorized.

Continuous Compliance

Turn security into evidence.

Document identities, controls, testing, remediation, and risk so your firm can demonstrate how its safeguards are working.

Workspace / Control evidence● Synced 4 minutes ago

Control evidence

Connected identities. Traceable findings. Accountable action.

Q3 assessment
Controls in scope46Mapped to control owners
Evidence available4087% illustrative readiness
Evidence gaps6Owner action required
Reviews due3Within the next 14 days

Control evidence register

Review period: Q3 · Example data
Control / referenceControl ownerLatest testEvidenceStatus
Customer information accessAC-01 · Access governance
IT SecuritySep 24Identity snapshotCurrent
Human security assessmentHR-02 · Security testing
Security OperationsSep 23Campaign resultsCurrent
AI agent permissionsAI-03 · AI governance
Technology RiskSep 19Approval missingGap identified
Incident response exerciseIR-01 · Response readiness
ComplianceAug 17Tabletop recordReview due

Evidence activity

  • Identity snapshot attachedAC-01 · IT Security · Sep 24, 09:42
  • Simulation results reviewedHR-02 · Security Operations · Sep 23, 14:18
  • Agent approval requestedAI-03 · Technology Risk · Sep 19, 11:06

Review package

Q3 control assessment

Identity inventory, testing results, remediation records, and control evidence organized for review.

Illustrative readiness is not a certification or regulatory determination.

Security software should
never create more risk.

Our approach centers on minimum access, data protection, and accountable security operations. In finance, trust is foundational.

Discuss Our Principles

Minimum access

Scope discovery and testing to the permissions your firm approves.

Data protection

Discuss your data handling, retention, and access requirements as part of your assessment.

Accountable operations

Align discovery and testing with your firm’s approved scope and security requirements.

Complete auditability

Bring testing, remediation, and control evidence into a reviewable record.

A closer look

Understand your exposure across people, AI, and financial workflows—and how to demonstrate that your controls are working.

What is Volios and who is it for?

Volios helps CISOs, compliance officers, and security teams at financial firms identify, quantify, and reduce human and AI risk. It connects identities, access, sensitive data, behavior, and financial authority so teams can prioritize the exposure that matters most.

How does Volios uncover financial risk?

The Risk Graph connects who can access customer information and critical systems with who can influence financial actions. Combining those relationships with security testing helps reveal paths from a compromised identity to exposed data or unauthorized financial requests.

How do AI tools and agents fit into the picture?

Volios maps AI tools and agents alongside human identities, including the data they can reach and the permissions they hold. This helps your team review excessive access, sensitive data exposure, and workflows that need human oversight.

How does Volios support compliance and protect our data?

Volios brings control testing, remediation, and supporting evidence into a reviewable record. During your assessment, we discuss approved access, data handling, retention, and your firm’s requirements. Evidence supports your compliance review; it does not replace your team’s regulatory judgment.

What happens in the first conversation?

We’ll explore your security and compliance priorities, the systems and AI tools your firm uses, and the workflows where compromise could create financial harm. You’ll receive a personalized walkthrough and we’ll discuss whether Volios fits your needs.

Have any more questions? Contact us

Know where you’re exposed.

Assess Your Firm